Update January 15, 2008
In the event of a significant business disruption, Stonegate Securities, Inc. has created a business continuity plan that is filed with FINRA in Dallas, Texas. The plan outlines contingency plans for both internal and external disruptions. Our firm has multiple alternate locations, which are equipped to operate immediately in the event of any significant business disruptions. All records are backed up and kept at another locations, which are accessible at any time. Depending on the scale of the disruption, we are able to rely on our systems back up as well as our alternate sights. In the event we determine that we are unable to continue our business, we will contact any entity we are working with for prompt access to documents or other required information.